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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

THOMAS NEWELL CASH

Advisor at STRATOS WEALTH PARTNERS, LTD

Fort Myers, FL

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Search this name across graphsid dfx:ria:d1c21426-feee-0ef2-3af6-d04c5bf8d386

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 21, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH PARTNERS, LTD
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 17, 1995
First registration: Jul 21, 1995
Dual registered: yes, broker-dealer
IAPD individual key: 2627663

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Apr 25, 2011	n/a	yes	Fort Myers, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 18, 2008	Apr 8, 2011	no	FORT MYERS, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Apr 21, 2008	no	BONITA SPRINGS, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 21, 1995	Apr 2, 2007	no	BONITA SPRINGS, FL\|FT. MYERS, FL\|NAPLES, FL\|CAPE CORAL, FL\|CAPE CORAL, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	STRATOS WEALTH PARTNERS, LTD	Apr 8, 2011	Apr 25, 2011	17	Firm change	Other
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Apr 21, 2008	Apr 18, 2008	-3	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: current employment
Apr 25, 2011 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 18, 2008 to Apr 8, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Apr 21, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 21, 1995 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.