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Advisor at KEY INVESTMENT SERVICES LLC
Rochester, NY | BROOKLYN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Mar 26, 2021 | n/a | yes | Rochester, NY|BROOKLYN, OH | Current employment |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jan 2, 2008 | Jul 11, 2012 | no | HILTON, NY|ROCHESTER, NY|SPENCERPORT, NY|NEW YORK CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | KEY INVESTMENT SERVICES LLC | Jul 11, 2012 | Mar 26, 2021 | 3,180 | Firm change after gap | Other |