DFX Intelligence

R••••• B•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant43 years in industry

R••••• B•••• S••••

Advisor at M•• A•••••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:d1e5ab78-82cd-eda6-8f94-3f62b92a35b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••• L••	Independent wealth	Jan 5, 2017	n/a	yes	LEXINGTON, KY	Current employment
M•• A•••••••• L••	Independent wealth	Feb 24, 2004	Dec 31, 2016	no	COVINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• C•••••• F•••••••• A•••••••• I•••	M•• A•••••••• L••	Mar 12, 2004	Feb 24, 2004	-17	Firm change	Other

Relationships

Registered with (2)

→ M•• A•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2004 to Dec 31, 2016factForm ADV
→ M•• C•••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 18, 2000 to Mar 12, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1e5ab78-82cd-eda6-8f94-3f62b92a35b7
First observed: May 18, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.