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Advisor at AG GLOBAL ADVISORS LLC
TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AG GLOBAL ADVISORS LLC | Independent wealth | Nov 7, 2011 | n/a | yes | TUCSON, AZ | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 21, 2010 | no | Los Angeles, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 9, 2001 | Jun 1, 2009 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | AG GLOBAL ADVISORS LLC | Jun 21, 2010 | Nov 7, 2011 | 504 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |