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Advisor at KESTRA ADVISORY SERVICES, LLC
Lincoln, NE | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 2, 2018 | n/a | yes | Lincoln, NE|AUSTIN, TX | Current employment |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Dec 17, 2010 | Nov 2, 2018 | no | DALLAS, TX|LINCOLN, NE | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 1998 | Dec 2, 2010 | no | LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | KESTRA ADVISORY SERVICES, LLC | Nov 2, 2018 | Nov 2, 2018 | 0 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | PROSPERA FINANCIAL SERVICES, INC. | Dec 2, 2010 | Dec 17, 2010 | 15 | Firm change | Other |