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Advisor at L•• F•••••••• L••
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 29, 2020 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| U•••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 14, 2007 | Aug 10, 2020 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•••••• W••••• M••••••••• L•• | L•• F•••••••• L•• | Aug 10, 2020 | Jun 29, 2020 | -42 | Firm change after gap | RIA to ibd |
| G•••••••• F••••••••• I•• | U•••••• W••••• M••••••••• L•• | Jul 2, 2008 | Jun 14, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133202:6413:AZ:2020-08-10 | Aug 10, 2020 | Jun 29, 2020 | SCOTTSDALE, AZ | Firm change after gap |
| G•••••••• F••••••••• I•• | n/a | Sep 20, 2006 | Jul 2, 2008 | no | FOUNTAIN HILLS, AZ|SCOTTSDALE, AZ | Previous registration |
| -384 |
| Firm change after gap |
| Other |