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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CIRCLE ADVISERS INC

CRD 110818

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d209c3dc-db2a-ed0e-47db-3a77a0ab28b0

Data as of Dec 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Dec 22, 2011 to Dec 26, 2025
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $868MItem 5.F on the latest filing (2025-12-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $855MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $124Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 1,156
High net worth clients: 348
Custody, client assets: $23.3M
SEC number: 801-18150
CRD: 110818
Filings on the tape: 22
First filed: Dec 22, 2011
Latest filed: Dec 26, 2025
Organised: Corporation, DE
Website: cadvinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY MARC GOLDEN	Certified Financial Planner	NEW YORK, NY	5	34	n/a	no
CHARLES SURIN MARTIN	Certified Financial Planner	NEW YORK, NY	5	12	n/a	no
THOMAS BAXTER MARTIN	Chartered Financial Consultant	NEW YORK, NY	5	45	n/a	no
ERIC SCOTT BLOCK	n/a	NEW YORK, NY	5	41	n/a	no
RICHARD LEROY SENDELL	n/a	NEW YORK, NY	5	31	1	no
Patricia E. Eiden	n/a	NEW YORK, NY	2	10	n/a	no
CARSON PAUL BIDAWID	n/a	NEW YORK, NY	2	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOCK, ERIC, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	01/2004	Dec 22, 2011	Dec 26, 2024
CIRCLE CONSULTING GROUP, INC.	Owner	E	yes	11/1983	Dec 22, 2011	Dec 26, 2024
MARTIN, CHARLES, SURIN	Owner	E	yes	09/2024	Dec 27, 2016	Dec 26, 2024
MARTIN, CHARLES, SURIN	Secretary	Na	yes	10/2016	Dec 27, 2016	Dec 26, 2024
MARTIN, THOMAS, BAXTER	PRESIDENT AND TREASURER	Na	yes	10/1981	Dec 22, 2011	Dec 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CIRCLE BENEFIT PLANNING CORP.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 26, 2024	$820M	$0	9	8	8	n/a	n/a
2023	Dec 22, 2023	$675M	$0	9	8	8	n/a	n/a
2022	Dec 22, 2022	$584M	$0	10	10	7	n/a	n/a
2021	Dec 24, 2021	$738M	$0	9	9	0	n/a	n/a
2020	Dec 25, 2020	$601M	$0	9	9	0	n/a	n/a
2019	Dec 24, 2019	$569M	$0	9	9	0	n/a	n/a
2018	Dec 26, 2018	$549M	$0	9	9	0	n/a	n/a
2017	Dec 22, 2017	$503M	$0	9	9	0	n/a	n/a
2016	Dec 27, 2016	$422M	$0	8	8	n/a	n/a	n/a
2015	Dec 23, 2015	$417M	$0	7	7	n/a	n/a	n/a
2014	Dec 23, 2014	$416M	$0	8	7	n/a	n/a	n/a
2013	Dec 24, 2013	$349M	$0	6	5	n/a	n/a	n/a
2012	Dec 13, 2012	$319M	$0	6	5	n/a	n/a	n/a
2011	Dec 22, 2011	$255M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	14.3%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$868M	$675M	28.6%	$738M	5.6%	8	9	7	8

Relationships

Registered with (8)

← CARSON PAUL BIDAWIDAdvisorregistration: current employment
Apr 30, 2024 to presentfactForm ADV
← Patricia E. EidenAdvisorregistration: current employment
Mar 7, 2024 to presentfactForm ADV
← ERIC SCOTT BLOCKAdvisorregistration: current employment
Sep 4, 2021 to presentfactForm ADV
← RICHARD LEROY SENDELLAdvisorregistration: current employment
Sep 4, 2021 to presentfactForm ADV
← THOMAS BAXTER MARTINAdvisorregistration: current employment
Sep 1, 2021 to presentfactForm ADV
← JEFFREY MARC GOLDENAdvisorregistration: current employment
Aug 31, 2021 to presentfactForm ADV
← CHARLES SURIN MARTINAdvisorregistration: current employment
Aug 31, 2021 to presentfactForm ADV
← CHARLES CORTENS WINSTONAdvisorregistration: previous registration
Sep 14, 2021 to Nov 21, 2025factForm ADV

Controls (4)

← BLOCK, ERIC, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2011 to Dec 26, 2024factForm ADV
← MARTIN, THOMAS, BAXTEROwnerPRESIDENT AND TREASURER, ownership code NA, individual
Dec 22, 2011 to Dec 26, 2024factForm ADV
← MARTIN, CHARLES, SURINOwnerOWNER, ownership code E, individual
Dec 27, 2016 to Dec 26, 2024factForm ADV
← CIRCLE CONSULTING GROUP, INC.OwnerOWNER, ownership code E, domestic entity
Dec 22, 2011 to Dec 26, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 21, 2025
Advisor changed firm
Charles Cortens Winston left Circle Advisers Inc for Innovative Asset Advisors Group (registered 2025-11-24)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Dec 22, 2022
Circle Advisers Inc reported 7 offices beyond its principal office, up from 0 (2021-12-26 to 2022-12-22)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d209c3dc-db2a-ed0e-47db-3a77a0ab28b0
First observed: Dec 22, 2011
Last observed: Dec 26, 2025 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CIRCLE ADVISERS INC

CRD 110818

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d209c3dc-db2a-ed0e-47db-3a77a0ab28b0

Data as of Dec 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY MARC GOLDEN

Certified Financial Planner

NEW YORK, NY

n/a

CHARLES SURIN MARTIN

Certified Financial Planner

NEW YORK, NY

n/a

THOMAS BAXTER MARTIN

Chartered Financial Consultant

NEW YORK, NY

n/a

ERIC SCOTT BLOCK

n/a

NEW YORK, NY

n/a

RICHARD LEROY SENDELL

n/a

NEW YORK, NY

Patricia E. Eiden

n/a

NEW YORK, NY

n/a

CARSON PAUL BIDAWID

n/a

NEW YORK, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOCK, ERIC, SCOTT

CHIEF COMPLIANCE OFFICER

yes

01/2004

Dec 22, 2011

Dec 26, 2024

CIRCLE CONSULTING GROUP, INC.

Owner

yes

11/1983

Dec 22, 2011

Dec 26, 2024

MARTIN, CHARLES, SURIN

Owner

yes

09/2024

Dec 27, 2016

Dec 26, 2024

MARTIN, CHARLES, SURIN

Secretary

yes

10/2016

Dec 27, 2016

Dec 26, 2024

MARTIN, THOMAS, BAXTER

PRESIDENT AND TREASURER

yes

10/1981

Dec 22, 2011

Dec 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CIRCLE BENEFIT PLANNING CORP.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 26, 2024

$820M

n/a

2023

Dec 22, 2023

$675M

n/a

2022

Dec 22, 2022

$584M

n/a

2021

Dec 24, 2021

$738M

n/a

2020

Dec 25, 2020

$601M

n/a

2019

Dec 24, 2019

$569M

n/a

2018

Dec 26, 2018

$549M

n/a

2017

Dec 22, 2017

$503M

n/a

2016

Dec 27, 2016

$422M

n/a

2015

Dec 23, 2015

$417M

n/a

2014

Dec 23, 2014

$416M

n/a

2013

Dec 24, 2013

$349M

n/a

2012

Dec 13, 2012

$319M

n/a

2011

Dec 22, 2011

$255M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

14.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$868M

$675M

28.6%

$738M

5.6%