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RIA / WealthAdvisor11 years in industry

LIONEL KIKI

Advisor at AVIDIAN WEALTH SOLUTIONS

HOUSTON, TX

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Search this name across graphsid dfx:ria:d20ad071-230e-cf8f-37fd-d6cdd496b5dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Sep 17, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIDIAN WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 17, 2021
First registration: Sep 17, 2021
Dual registered: no
Other names: Lionel Kiki|Lionel Christopher Kiki|Lio Kiki
IAPD individual key: 7151970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIDIAN WEALTH SOLUTIONS	Independent wealth	Jan 6, 2026	n/a	yes	HOUSTON, TX	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Feb 25, 2025	Jul 29, 2025	no	Ventura, CA	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Apr 17, 2024	Aug 27, 2024	no	LOS ANGELES, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 8, 2023	Mar 19, 2024	no	CHATSWORTH, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 17, 2021	Mar 30, 2023	no	WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	AVIDIAN WEALTH SOLUTIONS	Jul 29, 2025	Jan 6, 2026	161	Firm change	RIA to RIA
ALLIANCEBERNSTEIN L.P.	D.A. DAVIDSON & CO.	Aug 27, 2024	Feb 25, 2025	182	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ALLIANCEBERNSTEIN L.P.	Mar 19, 2024	Apr 17, 2024	29	Firm change	Other
UBS FINANCIAL SERVICES INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 30, 2023	Sep 8, 2023	162	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ AVIDIAN WEALTH SOLUTIONSRegistered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Feb 25, 2025 to Jul 29, 2025factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Apr 17, 2024 to Aug 27, 2024factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 8, 2023 to Mar 19, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 17, 2021 to Mar 30, 2023factForm ADV

Dated events

Occurred
Jul 29, 2025
Advisor changed firm
Lionel Kiki left D.A. Davidson & Co. for Avidian Wealth Solutions (registered 2026-01-06)
Form ADVobserved 4 days ago
Occurred
Aug 27, 2024
Advisor changed firm
Lionel Kiki left Alliancebernstein L.P. for D.A. Davidson & Co. (registered 2025-02-25)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Lionel Kiki left Fidelity Personal And Workplace Advisors for Alliancebernstein L.P. (registered 2024-04-17)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Advisor changed firm
Lionel Kiki left Ubs Financial Services Inc. for Fidelity Personal And Workplace Advisors (registered 2023-09-08)
Form ADVobserved 4 days ago