DFX Intelligence

S•••• A•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

S•••• A•••• O••••••

Advisor at V••••••• A•••••••• I•••

PLANO, TX

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Search this name across graphsid dfx:ria:d21059d9-50a8-1b15-6831-5119bb361a01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 18, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Aug 25, 2026	n/a	yes	PLANO, TX	Current employment
P••• A••••••• I••••••••• A•••••••• I•••	Independent wealth	Dec 2, 2024	Apr 17, 2025	no	PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••••• I••••••••• A•••••••• I•••	V••••••• A•••••••• I•••	Apr 17, 2025	Aug 25, 2026	495	Firm change after gap	RIA to ibd
A••••••• F••••••••• L•••	P••• A••••••• I••••••••• A•••••••• I•••	Sep 24, 2024	Dec 2, 2024

Relationships

Registered with (5)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ P••• A••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2024 to Apr 17, 2025factForm ADV
→ A••••••• F••••••••• L•••Registered adviserregistration: previous registration
Sep 18, 2024 to Sep 24, 2024factForm ADV
→ R•• W••••• M••••••••• L••

Dated events

Occurred
Apr 17, 2025
Advisor changed firm
S•••• A•••• O•••••• left P••• A••••••• I••••••••• A•••••••• I••• for V••••••• A•••••••• I••• (registered 2026-08-25)
Form ADVobserved 7 days ago
Occurred
Sep 24, 2024
Advisor changed firm
S•••• A•••• O•••••• left A••••••• F••••••••• L••• for P••• A••••••• I••••••••• A•••••••• I••• (registered 2024-12-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d21059d9-50a8-1b15-6831-5119bb361a01
First observed: Sep 18, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.