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CRD 173280
OREM, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 112 VENTURES | Member | D | yes | 10/2014 | Feb 12, 2019 | Apr 3, 2024 |
| GARDNER, DAVID, B | Member | E | yes | 05/2010 | Feb 12, 2019 | Apr 3, 2024 |
| GARDNER, DAVID, B | Principal | Na | yes | 10/2014 | Feb 12, 2019 | Apr 3, 2024 |
| NUTTALL, TODD, MICHAEL | Member | E | yes | 06/2007 | Feb 12, 2019 | Apr 3, 2024 |
| NUTTALL, TODD, MICHAEL | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2014 | Feb 12, 2019 | Apr 3, 2024 |
| NUTTALL HOLDINGS | Member | D | no | 10/2014 | Feb 12, 2019 | Apr 3, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Apr 1, 2024 | $503M | $349M | 6 | 5 | 0 | n/a | n/a |
| 2022 | Jan 10, 2023 | $424M | $319M | 6 | 5 | 0 | n/a | n/a |
| 2021 | Jan 28, 2022 | $464M | $357M | 5 | 4 | 0 | n/a | n/a |
| 2020 | Jan 25, 2021 | $313M | $235M | 5 | 3 | 0 | n/a | n/a |
| 2019 | Feb 18, 2020 | $273M | $209M | 5 | 3 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $503M | $424M | 18.6% | $313M | 17.1% | 6 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| DIVERSIFY WEALTH MANAGEMENT, LLC | 5 | Jul 16, 2024 | Mar 27, 2024 | OREM, UT | Firm absorbed | RIA to RIA | 100.0% |