I•••• B•••••

Advisor at S••••••• P•••••• W••••• G•••• L••

CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 22, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P•••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P•••••• W••••• G•••• L••	Independent wealth	Feb 23, 2026	n/a	yes	CHESTERFIELD, MO	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Sep 23, 2025	Feb 20, 2026	no	PHOENIX, AZ\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	S••••••• P•••••• W••••• G•••• L••	Feb 20, 2026	Feb 23, 2026	3	Firm change	RIA to RIA
P••••••••• C•••••• A•••••••	F••••••••• I••••••••• A••••••• L••	Oct 1, 2025	Sep 23, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
156480:175083:MO:2025-10-01	Oct 1, 2025	Sep 23, 2025	ST LOUIS, MO	Firm change

Relationships

Registered with (3)

→ S••••••• P•••••• W••••• G•••• L••Registered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 23, 2025 to Feb 20, 2026factForm ADV
→ P••••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Apr 22, 2024 to Oct 1, 2025factForm ADV

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 22, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.