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A•••••• • M••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A•••••• • M••••• I••••••••• M••••••••• L••

A•••••• • M••••• I••••••••• M•••••••••, LLC, CRD 171489

NEW YORK, NY

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Search this name across graphsid dfx:ria:d24641c9-a1c0-8223-ccb7-c761d6fa23a6

Data as of Mar 13, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2014 to Mar 13, 2018
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $123MItem 5.F on the latest filing (2018-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $123M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• • M•••••• I•••	SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER	E	yes	10/2014	Nov 10, 2014	Mar 13, 2018
A••••••• A••••••• C•••••••	Owner	D	yes	03/1984	Nov 10, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• C••••••••• L•	n/a	n/a	n/a	N	yes	n/a
A•••••• • M••••• E••••• L••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$123M	$101M	21.6%	$108M	4.5%	4	5	2	n/a

Relationships

Controls (5)

← M•••••• B••••• P•••OwnerOWNER, ownership code C, individual
Nov 10, 2014 to presentfactForm ADV
← A••••••• A••••••• C•••••••OwnerOWNER, ownership code D, individual
Nov 10, 2014 to presentfactForm ADV
← W••••••• K••••• A••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 18, 2016 to presentfactForm ADV
← W••••• D••••• G•OwnerCHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, ownership code NA, individual
Dec 15, 2014 to presentfact

Dated events

Occurred
Nov 10, 2014
First Form ADV filing
A•••••• • M••••• Liquid Asset Management Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d24641c9-a1c0-8223-ccb7-c761d6fa23a6
First observed: Nov 10, 2014
Last observed: Mar 13, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.