DFX Intelligence

S•••••••• O•••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S•••••••• O•••• L•••••••••

Advisor at D••• I•••••••••

PLANO, TX

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Search this name across graphsid dfx:ria:d248cac9-5a65-3c52-555a-07fcd4e121e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• I•••••••••	Independent wealth	May 27, 2025	n/a	yes	PLANO, TX\|PLANO, TX	Current employment
F••••• I•••••••••	Independent wealth	Nov 2, 2021	May 19, 2025	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	D••• I•••••••••	May 19, 2025	May 27, 2025	8	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
107342:135281:TX:2025-05-19	May 19, 2025	May 27, 2025	PLANO, TX	Firm change

Relationships

Registered with (2)

→ D••• I•••••••••Registered adviserregistration: current employment
May 27, 2025 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Nov 2, 2021 to May 19, 2025factForm ADV

Dated events

Occurred
May 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d248cac9-5a65-3c52-555a-07fcd4e121e5
First observed: Nov 2, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.