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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MOAB CAPITAL PARTNERS, LLC

CRD 154855

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d248de42-8587-426e-4e2b-e0f3f061f977

Data as of Mar 10, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Mar 10, 2021
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $491MItem 5.F on the latest filing (2021-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $491M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $477Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-72179
CRD: 154855
Filings on the tape: 21
First filed: Mar 30, 2012
Latest filed: Mar 10, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MOAB PARTNERS, L.P.	Hedge Fund	$82.6M	Mar 12, 2024	14	Mar 30, 2012	reported	021-138732

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROTHENBERG, MICHAEL, MANUEL	PORTFOLIO MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	04/2006	Mar 30, 2012	Mar 10, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MOAB GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 10, 2021	$491M	$491M	1	1	0	1	$477M
2019	Mar 23, 2020	$1.2B	$1.2B	9	6	0	1	$1.1B
2018	Mar 27, 2019	$1.2B	$1.2B	10	7	0	1	$1.0B
2017	Mar 27, 2018	$1.2B	$1.2B	10	7	0	1	$1.1B
2016	Mar 28, 2017	$907M	$907M	9	6	n/a	1	$817M
2015	Mar 28, 2016	$665M	$665M	8	5	n/a	1	$568M
2014	Mar 25, 2015	$554M	$554M	8	5	n/a	1	$496M
2013	Mar 26, 2014	$471M	$471M	7	4	n/a	1	$447M
2012	Mar 28, 2013	$371M	$371M	7	4	n/a	1	$366M
2011	Mar 30, 2012	$473M	$473M	n/a	n/a	n/a	1	$473M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$491M	$1.2B	-59.1%	$1.2B	-25.5%	1	9	0	0

Relationships

Advises (1)

→ MOAB PARTNERS, L.P.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV

Controls (1)

← ROTHENBERG, MICHAEL, MANUELOwnerPORTFOLIO MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 10, 2021
Regulatory AUM changed
Moab Capital Partners, Llc reported RAUM $491.2M, down 57% from $1.1B (2021-01-08 to 2021-03-10)
Form ADVobserved 5 days ago
$-655M
Occurred
Mar 10, 2021
Control person left
Hillard Chad Goldstein (Chief Financial Officer/Chief Compliance Officer) no longer on Schedule A of Moab Capital Partners, Llc (listed 2021-01-08, absent 2021-03-10)
Form ADVobserved 5 days ago
Occurred
Jan 7, 2020
Control person left
Alex David Sackler (Passive Owner) no longer on Schedule A of Moab Capital Partners, Llc (listed 2019-03-27, absent 2020-01-07)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2018
Regulatory AUM changed
Moab Capital Partners, Llc reported RAUM $1.2B, up 31% from $906.8M (2018-01-10 to 2018-03-27)
Form ADVobserved 5 days ago
$283M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d248de42-8587-426e-4e2b-e0f3f061f977
First observed: Mar 30, 2012
Last observed: Mar 10, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOAB CAPITAL PARTNERS, LLC

CRD 154855

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d248de42-8587-426e-4e2b-e0f3f061f977

Data as of Mar 10, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MOAB PARTNERS, L.P.

Hedge Fund

$82.6M

Mar 12, 2024

Mar 30, 2012

reported

021-138732

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROTHENBERG, MICHAEL, MANUEL

PORTFOLIO MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER

yes

04/2006

Mar 30, 2012

Mar 10, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MOAB GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 10, 2021

$491M

$477M

2019

Mar 23, 2020

$1.2B

$1.1B

2018

Mar 27, 2019

$1.2B

$1.0B

2017

Mar 27, 2018

$1.2B

$1.1B

2016

Mar 28, 2017

$907M

n/a

$817M

2015

Mar 28, 2016

$665M

n/a

$568M

2014

Mar 25, 2015

$554M

n/a

$496M

2013

Mar 26, 2014

$471M

n/a

$447M

2012

Mar 28, 2013

$371M

n/a

$366M

2011

Mar 30, 2012

$473M

n/a

$473M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$491M

$1.2B

-59.1%

$1.2B

-25.5%