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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DAVID ALBERT WEIS

Advisor at LPL FINANCIAL LLC

ARNOLD, MO | ST. LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 26, 2007
First registration: Apr 27, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5287587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	ARNOLD, MO\|ST. LOUIS, MO	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Nov 5, 2018	May 15, 2025	no	Ballwin, MO\|SAN DIEGO, CA\|Arnold, MO\|St. Louis, MO	Previous registration
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Jan 2, 2013	Nov 1, 2018	no	BALLWIN, MO\|BALLWIN, MO	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 2, 2008	Dec 31, 2012	no	CLAYTON, MO\|CHESTERFIELD, MO	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 27, 2007	Aug 22, 2008	no	CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
FIRST HEARTLAND CONSULTANTS, INC.	CUSO FINANCIAL SERVICES, L.P.	Nov 1, 2018	Nov 5, 2018	4	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	FIRST HEARTLAND CONSULTANTS, INC.	Dec 31, 2012	Jan 2, 2013	2	Firm change	Other
MORGAN STANLEY & CO. LLC	WOODBURY FINANCIAL SERVICES, INC.	Aug 22, 2008	Oct 2, 2008	41	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Nov 5, 2018 to May 15, 2025factForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
Jan 2, 2013 to Nov 1, 2018factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 2, 2008 to Dec 31, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 27, 2007 to Aug 22, 2008factForm ADV

Dated events

No dated event names this entity yet.