DFX Intelligence

M••••••• D•• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

M••••••• D•• L•••

Advisor at R• M• D•••• I••

Portsmouth, NH | PORTLAND, ME

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Search this name across graphsid dfx:ria:d25414c0-2b53-7d7b-fc37-e247c40968e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R• M• D•••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R• M• D•••• I••	Independent wealth	Jul 16, 2024	n/a	yes	PORTLAND, ME\|Portsmouth, NH	Current employment
F•••• P••••••• W•••••• L••	Independent wealth	Oct 19, 2022	Aug 26, 2024	no	Concord, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• P••••••• W•••••• L••	R• M• D•••• I••	Aug 26, 2024	Jul 16, 2024	-41	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ R• M• D•••• I••Registered adviserregistration: current employment
Jul 16, 2024 to presentfactForm ADV
→ F•••• P••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 19, 2022 to Aug 26, 2024factForm ADV

Dated events

Occurred
Aug 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d25414c0-2b53-7d7b-fc37-e247c40968e9
First observed: Oct 19, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.