DFX Intelligence

G••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

G••••••• C•••••• M••••••••• L••

CRD 309856

BOSTON, MA

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Search this name across graphsid dfx:ria:d25cf620-1ffb-07fc-e053-0061b952f945

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 9
On other graphs: 1
Observed: Jul 6, 2020 to Aug 25, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

G••••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.9B••• Locked
Discretionary RAUM: $4.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 39

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••••• M••••• F••• L•	Hedge Fund	$2.7B	Aug 20, 2024	68	Nov 12, 2020	reported	021-375491
G••••••• C••••• O••••••••• M••••• F••• L•	Hedge Fund	$99.7M	Aug 20, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• J••••• F•	CHIEF FINANCIAL OFFICER	Na	yes	01/2023	Feb 2, 2023	Aug 20, 2024
G••••••• M••••••• W•••••	Member	E	yes	03/2020	Jul 6, 2020	Aug 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••• C••••• O••••••••• F••• G•••••• P•••••• L•	n/a	n/a	n/a	N	yes	n/a
G••••••• M••••• F••• G•••••• P•••••• L•	n/a	n/a	n/a	N	yes	n/a
G••••••• M•• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	9	no
London	n/a	United Kingdom	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.9B	$3.8B	28.0%	$2.1B	32.6%	39	31	3	3

Relationships

Advises (3)

→ G••••••• C••••• O••••••••• M••••• F••• L•Private fundHedge Fund, IA
Feb 2, 2023 to presentfactForm ADV
→ G••••••• M••••• F••• L•Private fundHedge Fund, IA
Nov 12, 2020 to presentfactForm ADV
→ G••••••• I••••••••• S•• I• L••Private fundHedge Fund, IA
Jun 24, 2021 to presentfactForm ADV

Controls (6)

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.1B
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.0B
Occurred
Mar 28, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$697M
Occurred
Mar 28, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d25cf620-1ffb-07fc-e053-0061b952f945
First observed: Jul 6, 2020
Last observed: Aug 25, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.