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Advisor at LPL FINANCIAL LLC
FT. WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 24, 2016 | n/a | yes | FT. WORTH, TX | Current employment |
| WFG ADVISORS, LP | Former SEC adviser | May 29, 2015 | Jun 27, 2016 | no | FORT WORTH, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jun 12, 2015 | no | MIDLOTHIAN, TX|CEDAR HILL, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 27, 2011 | Oct 1, 2012 | no | MIDLOTHIAN, TX|CEDAR HILL, TX | Previous registration |
| INSTITUTIONAL SECURITIES CORPORATION | Former SEC adviser | Nov 11, 2010 | Jun 2, 2011 | no | DALLAS, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 20, 2009 | Nov 2, 2010 | no | ARLINGTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WFG ADVISORS, LP | LPL FINANCIAL LLC | Jun 27, 2016 | Jun 24, 2016 | -3 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | WFG ADVISORS, LP | Jun 12, 2015 | May 29, 2015 | -14 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| INSTITUTIONAL SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jun 2, 2011 | May 27, 2011 | -6 | Firm change | Other |
| WELLS FARGO ADVISORS | INSTITUTIONAL SECURITIES CORPORATION | Nov 2, 2010 | Nov 11, 2010 | 9 | Firm change | Other |