DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• A•••••••
Darien, CT | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• A••••••• | Independent wealth | Apr 30, 2019 | n/a | yes | Darien, CT|BOSTON, MA | Current employment |
| M•••••••• C••••••• • T••••• I••••••••• C•••••• L•• | Former SEC adviser | Mar 3, 2009 | Apr 24, 2019 | no | DARIEN, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••••• C••••••• • T••••• I••••••••• C•••••• L•• | C•••••••• A••••••• | Apr 24, 2019 | Apr 30, 2019 | 6 | Firm change | RIA to RIA |
| W••••• P•••••• A•••• M••••••••• L•• | M•••••••• C••••••• • T••••• I••••••••• C•••••• L•• | Mar 4, 2009 | Mar 3, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118061:286243:CT:2019-04-24 | Apr 24, 2019 | Apr 30, 2019 | DARIEN, CT | Firm change |
| W••••• P•••••• A•••• M••••••••• L•• | Mixed wealth | Jul 24, 2006 | Mar 4, 2009 | no | SHELTON, CT | Previous registration |
| C••••••• I••••••••• C• I••••••••• | n/a | Apr 18, 2000 | Jul 28, 2006 | no | ROWAYTON, CT | Previous registration |
| -1 |
| Firm change |
| Other |
| C••••••• I••••••••• C• I••••••••• | W••••• P•••••• A•••• M••••••••• L•• | Jul 28, 2006 | Jul 24, 2006 | -4 | Firm change | Other |