DFX Intelligence

S•••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S•••• M•••••• M••••••••

Advisor at T•• A•••••••• G••••

LAS VEGAS, NV | Calabasas, CA

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Search this name across graphsid dfx:ria:d2664732-0418-4080-02a0-ba4d45ea2314

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Apr 22, 2020	n/a	yes	LAS VEGAS, NV\|Calabasas, CA	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Nov 13, 2017	Sep 15, 2020	no	CALABASAS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	T•• A•••••••• G••••	Sep 15, 2020	Apr 22, 2020	-146	Firm change after gap	Ibd to RIA
S•• I••••••••• I•••	S•••••••• F••••••••• I•••	Nov 13, 2017	Nov 13, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
133763:305585:CA:2020-09-09	Sep 15, 2020	Apr 22, 2020	CALABASAS, CA	Firm change after gap

Relationships

Registered with (5)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Apr 22, 2020 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2017 to Sep 15, 2020factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2008 to Nov 13, 2017factForm ADV
→ T•• R••••••••• G••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2664732-0418-4080-02a0-ba4d45ea2314
First observed: Jan 23, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.