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Advisor at INDEPENDENT FINANCIAL GROUP, LLC
Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | Irvine, CA | Current employment |
| NPB FINANCIAL GROUP, LLC | Former SEC adviser | Jun 8, 2016 | Jul 15, 2022 | no | Santa Ana, CA|Irvine, CA|BURBANK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NPB FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, LLC | Jul 15, 2022 | Jan 1, 2025 | 901 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137743:7717:CA:2022-07-15 | Jul 15, 2022 | Jan 1, 2025 | BURBANK, CA | Firm change after gap |