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RIA / WealthAdvisor23 years in industry

KATHRYN E COURAIN

Advisor at AVALAN, LLC

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2680256-c339-81e4-6ebc-b371d6b04d0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Oct 1, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kathryn E Courain

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVALAN, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 3, 2003
First registration: Oct 1, 2010
Dual registered: no
IAPD individual key: 4062768

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVALAN, LLC	Independent wealth	Jan 29, 2016	n/a	yes	SANTA BARBARA, CA	Current employment
THE J R BAKER GROUP	Former SEC adviser	Oct 1, 2010	Feb 2, 2016	no	BUELLTON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE J R BAKER GROUP	AVALAN, LLC	Feb 2, 2016	Jan 29, 2016	-4	Firm change	Other

Relationships

Registered with (2)

→ AVALAN, LLCRegistered adviserregistration: current employment
Jan 29, 2016 to presentfactForm ADV
→ THE J R BAKER GROUPRegistered adviserregistration: previous registration
Oct 1, 2010 to Feb 2, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2680256-c339-81e4-6ebc-b371d6b04d0a
First observed: Oct 1, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KATHRYN E COURAIN

Advisor at AVALAN, LLC

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2680256-c339-81e4-6ebc-b371d6b04d0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AVALAN, LLC

Independent wealth

Jan 29, 2016

n/a

yes

SANTA BARBARA, CA

Current employment

THE J R BAKER GROUP

Former SEC adviser

Oct 1, 2010

Feb 2, 2016

BUELLTON, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

THE J R BAKER GROUP

AVALAN, LLC

Feb 2, 2016

Jan 29, 2016

-4

Firm change

Other