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Advisor at FORECAST CAPITAL MANAGEMENT
Castle Rock, CO | CASTLE ROCK, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FORECAST CAPITAL MANAGEMENT | State registered | Jun 24, 2019 | n/a | yes | Castle Rock, CO|CASTLE ROCK, CO | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 24, 2019 | no | Greenwood Village, CO|GREENWOOD VILLAGE, CO | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | CENTENNIAL, CO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 12, 2006 | Apr 2, 2007 | no | CENTENNIAL, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 7, 1999 | Jun 1, 2006 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | FORECAST CAPITAL MANAGEMENT | Jun 24, 2019 | Jun 24, 2019 | 0 | Firm change | Wirehouse to state RIA |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY DW INC. | Jun 1, 2006 | May 12, 2006 | -20 | Firm change | Other |