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Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | Oct 31, 2024 | n/a | yes | New York, NY | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Apr 25, 2019 | Nov 24, 2024 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | A.G.P / ALLIANCE GLOBAL PARTNERS | Nov 24, 2024 | Oct 31, 2024 | -24 | Firm change | Ibd to RIA |