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Advisor at LPL ENTERPRISE, LLC
LAKEVILLE, MN | HASTINGS, MN | ST LOUIS PARK, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | HASTINGS, MN|ST LOUIS PARK, MN|LAKEVILLE, MN | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 9, 2018 | Nov 14, 2024 | no | Lakeville, MN|ST. LOUIS PARK, MN|Lakeville, MN|LAKEVILLE, MN|Lakeville, MN|HASTINGS, MN|ST. LOUIS PARK, MN | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Nov 15, 2016 | Dec 31, 2017 | no | Burnsville, MN|Minneapolis, MN|EAGAN, MN|Lakeville, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| THRIVENT INVESTMENT MANAGEMENT INC. | PRUCO SECURITIES, LLC | Dec 31, 2017 | Jan 9, 2018 | 9 | Firm change | Other |