DFX Intelligence

C•••••• J••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

C•••••• J••••••• A••••

Advisor at L•• F•••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 4, 2022	n/a	yes	PLEASANT VIEW, TN\|NASHVILLE, TN\|ALCOA, TN\|LENOIR CITY, TN\|CLEVELAND, TN\|CLARKSVILLE, TN\|LOUDON, TN\|C••••••, TN\|KNOXVILLE, TN\|LOUDON, TN\|KINGSTON, TN\|CHATTANOOGA, TN\|COLUMBIA, TN\|ASHLAND CITY, TN\|SPRINGFIELD, TN\|NASHVILLE, TN\|THOMPSONS STATION, TN\|PEGRAM, TN\|GALLATIN, TN\|CLARKSVILLE, TN\|COLUMBIA, TN\|CLARKSVILLE, TN\|BRENTWOOD, TN\|MURFREESBORO, TN\|MURFREESBORO, TN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 28, 2019

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	May 9, 2022	May 4, 2022	-5	Firm change	Ibd to RIA
F•••• C••••••• I••••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Feb 28, 2019	Feb 28, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:6413:TN:2022-05-09	May 9, 2022	May 4, 2022	BRENTWOOD, TN	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 4, 2022 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2019 to May 9, 2022factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2012 to Feb 28, 2019factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
9 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 10, 2009
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.