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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Dallas, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 8, 2022 | n/a | yes | Dallas, OR | Current employment |
| CANTELLA & CO., INC. | Former SEC adviser | Oct 16, 2020 | Jun 1, 2023 | no | DALLAS, OR|Malden, MA|Dallas, OR|MALDEN, MA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Aug 6, 2003 | Oct 16, 2020 | no | Dallas, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTELLA & CO., INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 1, 2023 | Dec 8, 2022 | -175 | Bulk transfer | Ibd to ibd |
| KMS FINANCIAL SERVICES, INC | CANTELLA & CO., INC. | Oct 16, 2020 | Oct 16, 2020 | 0 | Firm change | Ibd to ibd |