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RIA / WealthAdvisor41 years in industry

HENRY LAMB RICHTER

Advisor at WORTHINGTON WEALTH MANAGEMENT

WORTHINGTON, OH

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Search this name across graphsid dfx:ria:d2bcf710-8f2e-a010-557b-15eb446be744

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 6, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORTHINGTON WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 1, 1985
First registration: Jul 6, 1999
Dual registered: no
IAPD individual key: 376051

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WORTHINGTON WEALTH MANAGEMENT	Independent wealth	Apr 30, 2021	n/a	yes	WORTHINGTON, OH	Current employment
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Bd affiliated wealth	Jun 13, 2017	May 4, 2021	no	ST. LOUIS, MO\|COLUMBUS, OH	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 30, 2016	no	Columbus, OH	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	COLUMBUS, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 6, 1999	Apr 2, 2007	no	COLUMBUS, OH\|COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	WORTHINGTON WEALTH MANAGEMENT	May 4, 2021	Apr 30, 2021	-4	Firm change	Ibd to new firm
MORGAN STANLEY	BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Sep 30, 2016	Jun 13, 2017	256	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146936:312951:OH:2021-05-04	May 4, 2021	Apr 30, 2021	COLUMBUS, OH	Firm change

Relationships

Registered with (5)

→ WORTHINGTON WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 30, 2021 to presentfactForm ADV
→ BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jun 13, 2017 to May 4, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 30, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 6, 1999 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.