DFX Intelligence

A•••• F••••••• F••••• O•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

A•••• F••••••• F••••• O•••••

A•••• F••••••• F••••• O•••••, INC., CRD 313318

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d2bf4981-167e-826a-37d5-a3a86e808f32

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2026 to Mar 28, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $36.9M••• Locked
Discretionary RAUM: $28.6M
Private client RAUM: $28.6Mderived••• Locked
Private client share: 77%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••• G• R••••	n/a	SCOTTSDALE, AZ	5	26	2	no
T••••• J••••• M••••	n/a	SCOTTSDALE, AZ	5	18

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I••••••••• F•••••••• G••••• L••	2	Jul 1, 2021	May 26, 2021	SCOTTSDALE, AZ	Team lift out	Ibd to state RIA	0.5%

Relationships

Registered with (2)

← A•••••• G• R••••Advisorregistration: current employment
May 26, 2021 to presentfactForm ADV
← T••••• J••••• M••••Advisorregistration: current employment
May 26, 2021 to presentfactForm ADV

Moved with (1)

← I••••••••• F•••••••• G••••• L••Registered adviser2 advisors, team lift out, same day
Jul 1, 2021 to May 26, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2bf4981-167e-826a-37d5-a3a86e808f32
First observed: Mar 28, 2026
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.