DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL ENTERPRISE, LLC
Albuquerque, NM | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | May 28, 2025 | n/a | yes | Albuquerque, NM|PHOENIX, AZ | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Oct 3, 2022 | Jan 31, 2025 | no | Glendale, CO|Albuquerque, NM|SEATTLE, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | May 8, 2014 | Oct 9, 2015 | no | ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | LPL ENTERPRISE, LLC | Jan 31, 2025 | May 28, 2025 | 117 | Firm change | Ibd to ibd |
| WADDELL & REED | ADVICE AND PLANNING SERVICES | Oct 9, 2015 | Oct 3, 2022 | 2,551 | Firm change after gap | Other |