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J•••••• M••••••• A••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

J•••••• M••••••• A••••••• G•••• L••

CRD 175432

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:d2d2b8e8-f6ee-7522-3693-c9379d9f232f

Data as of Mar 18, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2015 to Mar 18, 2015
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2015-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 8
Advisory employees: 2
Accounts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• J••••••• R•••	CEO/CCO	D	yes	02/2015	Mar 18, 2015	Mar 18, 2015
S••••• H•••••• E•••••	Cfo	Na	yes	02/2015	Mar 18, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•••••• M••••••• W••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
T•• J•••••• M••••••• F•••••••• G••••• L•••••	n/a	n/a	n/a	N	yes	n/a

Relationships

Owns (5)

← H••••• E•••••• J••••OwnerMEMBER, ownership code B, individual
Mar 18, 2015 to presentfactForm ADV
← G•••••• S•••••• D••••OwnerMEMBER, ownership code NA, individual
Mar 18, 2015 to presentfactForm ADV
← C•••••• D••••• A••••••OwnerMEMBER, ownership code A, individual
Mar 18, 2015 to presentfactForm ADV
← P•••••••• A••••••• G••••••OwnerMEMBER, ownership code B, individual
Mar 18, 2015 to presentfact

Dated events

Occurred
Mar 18, 2015
First Form ADV filing
J•••••• M••••••• A••••••• G•••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2d2b8e8-f6ee-7522-3693-c9379d9f232f
First observed: Mar 18, 2015
Last observed: Mar 18, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.