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M•••• B••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

M•••• B••••• B••••••

Advisor at E••••••• W••••• A•••••••• L••

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:d2e36775-c6c4-45a9-9dd8-04dcd8342639

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• W••••• A•••••••• L••	Independent wealth	Sep 3, 2019	n/a	yes	PEPPER PIKE, OH	Current employment
L••••• T••• A•••••••• L••	n/a	Sep 5, 2013	Dec 31, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• T••• A•••••••• L••	E••••••• W••••• A•••••••• L••	Dec 31, 2019	Sep 3, 2019	-119	Firm change after gap	Other
A••••• P•••••• W••••• A•••••••• L••	L••••• T••• A•••••••• L••	Aug 2, 2013

Relationships

Registered with (4)

→ E••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 3, 2019 to presentfactForm ADV
→ L••••• T••• A•••••••• L••Registered adviserregistration: previous registration
Sep 5, 2013 to Dec 31, 2019factForm ADV
→ A••••• P•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2009 to Aug 2, 2013factForm ADV
→ S••••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2e36775-c6c4-45a9-9dd8-04dcd8342639
First observed: Jan 9, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.