DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RETIREMENT AND WEALTH AT ALLIANT, LLC
La Vista, NE | Los Angeles, CA | WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT AND WEALTH AT ALLIANT, LLC | Institutional manager | Mar 26, 2026 | n/a | yes | La Vista, NE|Los Angeles, CA|WAYNE, PA | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 21, 2022 | Dec 21, 2022 | no | ELKHORN, NE | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | May 13, 2021 | Jun 16, 2022 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | RETIREMENT AND WEALTH AT ALLIANT, LLC | Dec 21, 2022 | Mar 26, 2026 | 1,191 | Firm change after gap | Other |
| PRUCO SECURITIES, LLC | PRINCIPAL SECURITIES, INC. | Jun 16, 2022 | Jun 21, 2022 | 5 | Firm change | Ibd to ibd |