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RIA / WealthAdvisor33 years in industry

RANDAL LAWRENCE GOLDEN

Advisor at CORIENT

Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2e63f4b-c44b-0495-6aaf-8b7098fff8de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 2
Observed: Jun 9, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Randal Lawrence Golden

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Randal Lawrence Golden

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 6, 1993
First registration: Jun 9, 1999
Dual registered: no
Other names: RANDAL L GOLDEN|RANDY GOLDEN|RANDAL GOLDEN
IAPD individual key: 2372743

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Aug 25, 2026	n/a	yes	Phoenix, AZ	Current employment
VIVALDI CAPITAL MANAGEMENT LP	Former SEC adviser	Oct 20, 2017	Jun 17, 2026	no	CHICAGO, IL	Previous registration
CENTRIC WEALTH MANAGEMENT, LLC	Independent wealth	Feb 9, 2005	May 9, 2012	no	SKOKIE, IL	Previous registration
MESIROW FINANCIAL, INC.	n/a	Jun 9, 1999	Feb 7, 2005	no	HIGHLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIVALDI CAPITAL MANAGEMENT LP	Corient	Jun 17, 2026	Aug 25, 2026	69	Firm change	RIA to RIA
CENTRIC WEALTH MANAGEMENT, LLC	VIVALDI CAPITAL MANAGEMENT LP	May 9, 2012	Oct 20, 2017	1,990	Firm change after gap	Other
MESIROW FINANCIAL, INC.	CENTRIC WEALTH MANAGEMENT, LLC	Feb 7, 2005	Feb 9, 2005	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
160150:319448:IL:2026-06-17	Jun 17, 2026	Aug 25, 2026	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ CORIENTRegistered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ VIVALDI CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Oct 20, 2017 to Jun 17, 2026factForm ADV
→ CENTRIC WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 9, 2005 to May 9, 2012factForm ADV
→ MESIROW FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 9, 1999 to Feb 7, 2005factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
Randal Lawrence Golden left Vivaldi Capital Management Lp for Corient (registered 2026-08-25)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2e63f4b-c44b-0495-6aaf-8b7098fff8de
First observed: Jun 9, 1999
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RANDAL LAWRENCE GOLDEN

Advisor at CORIENT

Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2e63f4b-c44b-0495-6aaf-8b7098fff8de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Corient

Independent wealth

Aug 25, 2026

n/a

yes

Phoenix, AZ

Current employment

VIVALDI CAPITAL MANAGEMENT LP

Former SEC adviser

Oct 20, 2017

Jun 17, 2026

CHICAGO, IL

Previous registration

CENTRIC WEALTH MANAGEMENT, LLC

Independent wealth

Feb 9, 2005

May 9, 2012

SKOKIE, IL

Previous registration

MESIROW FINANCIAL, INC.

n/a

Jun 9, 1999

Feb 7, 2005

HIGHLAND PARK, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

VIVALDI CAPITAL MANAGEMENT LP

Corient

Jun 17, 2026

Aug 25, 2026

Firm change

RIA to RIA

CENTRIC WEALTH MANAGEMENT, LLC

VIVALDI CAPITAL MANAGEMENT LP

May 9, 2012

Oct 20, 2017

1,990

Firm change after gap

Other

MESIROW FINANCIAL, INC.

CENTRIC WEALTH MANAGEMENT, LLC

Feb 7, 2005

Feb 9, 2005

Firm change

Other

Team

Left

Joined

From

Kind

160150:319448:IL:2026-06-17

Jun 17, 2026

Aug 25, 2026

CHICAGO, IL

Firm change