DFX Intelligence

R•••• H••••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•••• H••••••••• C•••••• M••••••••• L••

CRD 294006

NEW YORK, NY

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Search this name across graphsid dfx:ria:d2e7b567-f0b6-44cb-b01c-9f00b5a8cca4

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 3
Observed: Jun 26, 2020 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R•••• H••••••••• C•••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

R•••• H••••••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

R•••• H••••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••••• L•	Private Equity Fund	$220M	Mar 27, 2024	96	Mar 28, 2022	reported	021-421333
R••••••• Q•• L•	Private Equity Fund	$187M	Mar 27, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••• D••••• C•••	CO-MANAGING MEMBER	D	yes	02/2018	Jun 26, 2020	Mar 27, 2024
S•••••••• J••• E•••••	CHIEF COMPLIANCE OFFICER	C	yes	02/2018	Jun 26, 2020	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• H••••••••• C•••••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
R•••• H••••••••• C•••••• G• I••• L••	n/a	n/a	n/a	N	yes	n/a
R•••• H••••••••• C•••••• G•• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
PORT WASHINGTON	NY	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$812M	86.1%	$861M	20.7%	22	20	0	1

Relationships

Advises (5)

→ R•••••••• L•Private fundPrivate Equity Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ R•••• H••••••••• C•••••• P•••••••• L•••Private fundPrivate Equity Fund, IA
Mar 16, 2018 to presentfactForm ADV
→ R••••••• Q•• L•Private fundPrivate Equity Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ R••••••• L•••Private fund

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
R•••• H••••••••• C•••••• M••••••••• L•• reported RAUM $1.5B, up 86% from $812.2M (2025-03-21 to 2026-03-31)
Form ADVobserved 7 days ago
$700M
Occurred
Mar 28, 2022
Regulatory AUM changed
R•••• H••••••••• C•••••• M••••••••• L•• reported RAUM $846.3M, up 228% from $258.0M (2021-03-29 to 2022-03-28)
Form ADVobserved 7 days ago
$588M
Occurred
Jun 26, 2020
First Form ADV filing
R•••• H••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2e7b567-f0b6-44cb-b01c-9f00b5a8cca4
First observed: Jun 26, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.