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T••••• M•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist29 years in industry

T••••• M•••••• W•••

Advisor at D•• W••••• M••••••••• I•••

STOCKTON, CA

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Search this name across graphsid dfx:ria:d2eff153-cc04-fbab-8b98-7fe29989e5d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•• W••••• M••••••••• I•••	Independent wealth	Jun 24, 2022	n/a	yes	STOCKTON, CA	Current employment
L••••• G•••••• W••••• M••••••••• L••	Former SEC adviser	Jan 29, 2019	Jun 30, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• G•••••• W••••• M••••••••• L••	D•• W••••• M••••••••• I•••	Jun 30, 2022	Jun 24, 2022	-6	Firm change	RIA to RIA
W••• F•••••••• S•••••••• I•••	L••••• G•••••• W••••• M••••••••• L••	Jan 16, 2019

Relationships

Registered with (4)

→ D•• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 24, 2022 to presentfactForm ADV
→ L••••• G•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 29, 2019 to Jun 30, 2022factForm ADV
→ W••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 24, 2007 to Jan 16, 2019factForm ADV
→ B••••• • C••••••• L••

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
T••••• M•••••• W••• left L••••• G•••••• W••••• M••••••••• L•• for D•• W••••• M••••••••• I••• (registered 2022-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2eff153-cc04-fbab-8b98-7fe29989e5d1
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.