DFX Intelligence

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

JOSEPH STUART KRUSE

Advisor at KRUSE ASSET MANAGEMENT, LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2f09d53-e1e0-0680-ecca-94f35b1b1f18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Aug 20, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Joseph Stuart Kruse

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Joseph Stuart Kruse

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KRUSE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Nov 15, 1999
First registration: Aug 20, 2001
Dual registered: no
Other names: STUART KRUSE
IAPD individual key: 4024265

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KRUSE ASSET MANAGEMENT, LLC	Independent wealth	Mar 26, 2007	n/a	yes	CHICAGO, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 20, 2001	Feb 16, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	KRUSE ASSET MANAGEMENT, LLC	Feb 16, 2007	Mar 26, 2007	38	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ KRUSE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 26, 2007 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 20, 2001 to Feb 16, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2f09d53-e1e0-0680-ecca-94f35b1b1f18
First observed: Aug 20, 2001
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH STUART KRUSE

Advisor at KRUSE ASSET MANAGEMENT, LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2f09d53-e1e0-0680-ecca-94f35b1b1f18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KRUSE ASSET MANAGEMENT, LLC

Independent wealth

Mar 26, 2007

n/a

yes

CHICAGO, IL

Current employment

J.P. MORGAN SECURITIES LLC

Wirehouse

Aug 20, 2001

Feb 16, 2007

CHICAGO, IL|CHICAGO, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J.P. MORGAN SECURITIES LLC

KRUSE ASSET MANAGEMENT, LLC

Feb 16, 2007

Mar 26, 2007

Firm change

Wirehouse to RIA