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Advisor at ASPIRE PRIVATE CAPITAL
CORNELIUS, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPIRE PRIVATE CAPITAL | Independent wealth | Feb 9, 2018 | n/a | yes | CORNELIUS, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 13, 2017 | Aug 7, 2017 | no | MOORESVILLE, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 1, 2014 | Mar 27, 2017 | no | FORT MILL, SC | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Dec 7, 2007 | Oct 16, 2008 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | ASPIRE PRIVATE CAPITAL | Aug 7, 2017 | Feb 9, 2018 | 186 | Firm change | Other |
| ADVICE AND PLANNING SERVICES | LPL FINANCIAL LLC | Oct 16, 2008 | Oct 1, 2014 | 2,176 | Firm change after gap | Other |