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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

RJA ASSET MANAGEMENT LLC

CRD 153428

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2fd002e-2d34-2ea4-7483-6cfc66e23c36

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 0
Observed: Dec 1, 2011 to Aug 5, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.2 fund_share=0.42 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $589MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $589M
Private client RAUM: $115MderivedItem 5.D individuals plus high net worth individuals
Private client share: 20%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 14
Individual clients: 0
High net worth clients: 5
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-71483
CIK: 1671817
CRD: 153428
Filings on the tape: 31
First filed: Dec 1, 2011
Latest filed: Aug 5, 2026
Organised: Limited Liability Company, DE
Website: rja-llc.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RJA VOLEXITY HEDGE I LP	Hedge Fund	$269M	Mar 26, 2024	3	Mar 27, 2020	reported	021-361105
RJA PUTWRITE SELECT FUND LP	Hedge Fund	$48.4M	Mar 26, 2024	5	Jun 7, 2016	reported	021-262192
RJA TAIL HEDGE I LP	Hedge Fund	$33.2M	Mar 26, 2024	2	Mar 26, 2024	reported	021-481276

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JEFFREY, ANDREW, MARK	MANAGING MEMBER	C	yes	10/2011	Dec 1, 2011	Mar 26, 2024
JEFFREY, KRISTI, ANNE	CHIEF COMPLIANCE OFFICER	Na	yes	12/2018	Jan 4, 2019	Mar 26, 2024
LEEPER, NICHOLAS, JARVIS	MANAGING MEMBER	C	yes	01/2017	Mar 16, 2017	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RJA GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 23, 2026	$589M	$589M	8	5	0	2	n/a
2024	Mar 20, 2025	$992M	$992M	8	5	0	2	n/a
2023	Mar 26, 2024	$720M	$720M	8	5	0	3	$350M
2022	Mar 29, 2023	$847M	$847M	8	5	0	2	$552M
2021	Mar 30, 2022	$650M	$650M	9	8	0	2	$394M
2020	Mar 31, 2021	$356M	$356M	9	8	0	2	$208M
2019	Mar 27, 2020	$476M	$476M	9	8	0	2	$82.0M
2018	Mar 27, 2019	$420M	$420M	9	8	0	1	$28.3M
2017	Mar 28, 2018	$455M	$455M	8	8	1	1	$30.6M
2016	Mar 16, 2017	$585M	$585M	8	5	n/a	1	$27.2M
2015	Mar 29, 2016	$319M	$306M	8	5	n/a	n/a	n/a
2014	Mar 30, 2015	$166M	$166M	8	5	n/a	n/a	n/a
2013	Mar 27, 2014	$325M	$325M	8	5	n/a	n/a	n/a
2012	Jan 4, 2013	$349M	$297M	8	5	n/a	n/a	n/a
2011	Mar 30, 2012	$840M	$840M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$589M	$992M	-40.7%	$847M	-11.4%	8	8	0	0

Relationships

Advises (3)

→ RJA PUTWRITE SELECT FUND LPPrivate fundHedge Fund, IA
Jun 7, 2016 to presentfactForm ADV
→ RJA VOLEXITY HEDGE I LPPrivate fundHedge Fund, IA
Mar 27, 2020 to presentfactForm ADV
→ RJA TAIL HEDGE I LPPrivate fundHedge Fund, IA
Mar 26, 2024 to presentfactForm ADV

Controls (3)

← JEFFREY, KRISTI, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 4, 2019 to Mar 26, 2024factForm ADV
← LEEPER, NICHOLAS, JARVISOwnerMANAGING MEMBER, ownership code C, individual
Mar 16, 2017 to Mar 26, 2024factForm ADV
← JEFFREY, ANDREW, MARKOwnerMANAGING MEMBER, ownership code C, individual
Dec 1, 2011 to Mar 26, 2024factForm ADV

Dated events

Occurred
Feb 23, 2026
Regulatory AUM changed
Rja Asset Management Llc reported RAUM $588.9M, down 41% from $992.5M (2025-03-20 to 2026-02-23)
Form ADVobserved 4 days ago
$-404M
Occurred
Mar 20, 2025
Regulatory AUM changed
Rja Asset Management Llc reported RAUM $992.5M, up 38% from $720.1M (2024-03-26 to 2025-03-20)
Form ADVobserved 4 days ago
$272M
Occurred
Mar 29, 2023
Regulatory AUM changed
Rja Asset Management Llc reported RAUM $847.1M, up 30% from $650.2M (2022-07-22 to 2023-03-29)
Form ADVobserved 4 days ago
$197M
Occurred
Mar 30, 2022
Regulatory AUM changed
Rja Asset Management Llc reported RAUM $650.2M, up 82% from $356.5M (2021-03-31 to 2022-03-30)
Form ADVobserved 4 days ago
$294M
Occurred
Mar 31, 2021
Regulatory AUM changed
Rja Asset Management Llc reported RAUM $356.5M, down 25% from $475.7M (2020-06-18 to 2021-03-31)
Form ADVobserved 4 days ago
$-119M
Occurred
Jan 4, 2019
Control person left
Lee Ricky Antle (Principal And Cco) no longer on Schedule A of Rja Asset Management Llc (listed 2018-06-19, absent 2019-01-04)
Form ADVobserved 4 days ago
Occurred
Jan 4, 2019
Control person joined
Anne Kristi Jeffrey (Chief Compliance Officer) appeared on Schedule A of Rja Asset Management Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2fd002e-2d34-2ea4-7483-6cfc66e23c36
First observed: Dec 1, 2011
Last observed: Aug 5, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RJA ASSET MANAGEMENT LLC

CRD 153428

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2fd002e-2d34-2ea4-7483-6cfc66e23c36

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RJA VOLEXITY HEDGE I LP

Hedge Fund

$269M

Mar 26, 2024

Mar 27, 2020

reported

021-361105

RJA PUTWRITE SELECT FUND LP

Hedge Fund

$48.4M

Mar 26, 2024

Jun 7, 2016

reported

021-262192

RJA TAIL HEDGE I LP

Hedge Fund

$33.2M

Mar 26, 2024

reported

021-481276

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JEFFREY, ANDREW, MARK

MANAGING MEMBER

yes

10/2011

Dec 1, 2011

Mar 26, 2024

JEFFREY, KRISTI, ANNE

CHIEF COMPLIANCE OFFICER

yes

12/2018

Jan 4, 2019

Mar 26, 2024

LEEPER, NICHOLAS, JARVIS

MANAGING MEMBER

yes

01/2017

Mar 16, 2017

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RJA GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

$589M

n/a

2024

Mar 20, 2025

$992M

n/a

2023

Mar 26, 2024

$720M

$350M

2022

Mar 29, 2023

$847M

$552M

2021

Mar 30, 2022

$650M

$394M

2020

Mar 31, 2021

$356M

$208M

2019

Mar 27, 2020

$476M

$82.0M

2018

Mar 27, 2019

$420M

$28.3M

2017

Mar 28, 2018

$455M

$30.6M

2016

Mar 16, 2017

$585M

n/a

$27.2M

2015

Mar 29, 2016

$319M

$306M

n/a

2014

Mar 30, 2015

$166M

n/a

2013

Mar 27, 2014

$325M

n/a

2012

Jan 4, 2013

$349M

$297M

n/a

2011

Mar 30, 2012

$840M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$589M

$992M

-40.7%

$847M

-11.4%