DFX Intelligence

A•••••• S••• W•• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

A•••••• S••• W•• K•••

Advisor at A• G••••• A•••• M••••••••• L••

OAKLAND, CA

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Search this name across graphsid dfx:ria:d30e02e8-c1b1-8525-8761-461129008292

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• G••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• G••••• A•••• M••••••••• L••	Independent wealth	Feb 17, 2026	n/a	yes	OAKLAND, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 14, 2001	Aug 15, 2005	no	OAKLAND, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	A• G••••• A•••• M••••••••• L••	Aug 15, 2005	Feb 17, 2026	7,491	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ A• G••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 14, 2001 to Aug 15, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d30e02e8-c1b1-8525-8761-461129008292
First observed: Mar 14, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.