DFX Intelligence

T•••••• R•• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

T•••••• R•• B••••

Advisor at A••••••• F•••••••• S••••••••• L••

DAYTON, OH

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Search this name across graphsid dfx:ria:d315eb94-dd30-6d49-7253-24f85a5b8044

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• S••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• S••••••••• L••	Mixed wealth	Mar 16, 2018	n/a	yes	DAYTON, OH	Current employment
C••••• • C••••••• I•••	Former SEC adviser	Dec 27, 2016	Mar 15, 2018	no	DAYTON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • C••••••• I•••	A••••••• F•••••••• S••••••••• L••	Mar 15, 2018	Mar 16, 2018	1	Firm change	Other
W•••• F•••• A•••••••	C••••• • C••••••• I•••	Dec 21, 2016	Dec 27, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
22449:290343:OH:2018-03-15	Mar 15, 2018	Mar 16, 2018	DAYTON, OH	Firm change

Relationships

Registered with (3)

→ A••••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Mar 16, 2018 to presentfactForm ADV
→ C••••• • C••••••• I•••Registered adviserregistration: previous registration
Dec 27, 2016 to Mar 15, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 1, 2015 to Dec 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d315eb94-dd30-6d49-7253-24f85a5b8044
First observed: Apr 1, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.