DFX Intelligence

W•••••• B• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

W•••••• B• R•••••••••

Advisor at W•••••• B•••• • C•••••• L•••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:d31a4bd5-9215-6412-06b6-19c4d7dd98d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Aug 15, 2016 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••• B• R•••••••••

Person · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Oct 14, 2019	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Current employment
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Aug 15, 2016	Apr 6, 2018	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL

Relationships

Registered with (1)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: previous registration
Aug 15, 2016 to Apr 6, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d31a4bd5-9215-6412-06b6-19c4d7dd98d2
First observed: Aug 15, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.