DFX Intelligence

N••• C•••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

N••• C•••••• W•••••••••

Advisor at T••••••••• W••••• A•••••••• L•••

COLLEGE STATION, TX

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Search this name across graphsid dfx:ria:d31bcb46-565d-a13c-de8f-dbccba514ba1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 7, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W••••• A•••••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• W••••• A•••••••• L•••	State registered	May 14, 2014	n/a	yes	COLLEGE STATION, TX	Current employment
C••••• A••••••• S•••••••• I••	State registered	Mar 25, 1999	Mar 12, 2010	no	HOUSTON, TX\|SPRING, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• S•••••••• I••	T••••••••• W••••• A•••••••• L•••	Mar 12, 2010	May 14, 2014	1,524	Firm change after gap	Other
R•••••• J•••• F•••••••• S•••••••• I•••	C••••• A••••••• S•••••••• I••	Nov 5, 2008	Mar 25, 1999

Relationships

Registered with (3)

→ T••••••••• W••••• A•••••••• L•••Registered adviserregistration: current employment
May 14, 2014 to presentfactForm ADV
→ C••••• A••••••• S•••••••• I••Registered adviserregistration: previous registration
Mar 25, 1999 to Mar 12, 2010factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 7, 1998 to Nov 5, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d31bcb46-565d-a13c-de8f-dbccba514ba1
First observed: Jul 7, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.