DFX Intelligence

C•••• J•••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

C•••• J•••••• F•••

Advisor at F••••• I•••••••••

PLANO, TX | SAN MATEO, CA

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Search this name across graphsid dfx:ria:d31c9366-f506-8e54-83e5-38bcafe6ee37

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Nov 4, 2004	n/a	yes	SAN MATEO, CA\|PLANO, TX	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 12, 2002	Nov 19, 2002	no	SAN JOSE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	F••••• I•••••••••	Nov 19, 2002	Nov 4, 2004	716	Firm change after gap	Other

Relationships

Registered with (2)

→ F••••• I•••••••••Registered adviserregistration: current employment
Nov 4, 2004 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2002 to Nov 19, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d31c9366-f506-8e54-83e5-38bcafe6ee37
First observed: Mar 12, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.