DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• W••••• A•••••••• L••
Tampa, FL | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• W••••• A•••••••• L•• | Bd affiliated wealth | Nov 9, 2020 | n/a | yes | Tampa, FL|MINNEAPOLIS, MN|Tampa, FL|MINNEAPOLIS, MN | Current employment |
| B•••••••• I••••••••• M••••••••• L•• | Asset manager | Sep 21, 2017 | Nov 10, 2020 | no | New York, NY|PRINCETON, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••••• I••••••••• M••••••••• L•• | C••••••••• W••••• A•••••••• L•• | Nov 10, 2020 | Nov 9, 2020 | -1 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | B•••••••• I••••••••• M••••••••• L•• | Sep 22, 2017 | Sep 21, 2017 |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jun 16, 2015 | Sep 22, 2017 | no | NEW YORK, NY|Stamford, CT|NEW YORK, NY|New York, NY | Previous registration |
| E•• P•••••••• M••••••••• L•• | State registered | Jan 7, 2010 | Jul 26, 2010 | no | WESTLAKE VILLAGE, CA | Previous registration |
| -1 |
| Firm change |
| Other |
| E•• P•••••••• M••••••••• L•• | C•••••••• G••••• M•••••• I••• | Jul 26, 2010 | Jun 16, 2015 | 1,786 | Firm change after gap | Other |