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A••••• F•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

A••••• F•••••• H•••••

Advisor at B••••• P••••• A•••••••• L••

Newton, MA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:d331e906-01ae-8c6f-06a6-30c113715772

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 23, 2026	n/a	yes	Newton, MA\|NEWPORT BEACH, CA	Current employment
F•••••••• P••••••• S••••••••• L••	Former SEC adviser	Aug 26, 2019	Dec 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P••••••• S••••••••• L••	B••••• P••••• A•••••••• L••	Dec 31, 2025	Jan 23, 2026	23	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168211:119290:MA:2025-12-31	Dec 31, 2025	Jan 23, 2026	AUBURNDALE, MA	Firm change

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ F•••••••• P••••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 26, 2019 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
A••••• F•••••• H••••• left F•••••••• P••••••• S••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2026-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d331e906-01ae-8c6f-06a6-30c113715772
First observed: Aug 26, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.