DFX Intelligence

B•••• C••••••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

B•••• C••••••••• O••••••

Advisor at O••••••• • C••••••• I•••••••••

BOSTON, MA | Village of Golf, FL

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Search this name across graphsid dfx:ria:d33509fd-4079-ea91-c463-1cc27e739b56

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• • C••••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• • C••••••• I•••••••••	Independent wealth	Apr 12, 2005	n/a	yes	BOSTON, MA\|Village of Golf, FL	Current employment
C••••• A••••••• L••	Former SEC adviser	Oct 3, 2016	Nov 10, 2016	no	Village Of Golf, FL\|BOSTON, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	n/a	Nov 10, 2016	n/a	n/a	Departure no registered destination	Departure
I•••••••• C•••••• A•••••••	C••••• A••••••• L••	Oct 3, 2016	Oct 3, 2016	0

Team moves

••• Locked

Team	Left	Joined	From	Kind
30613:10299:MA:2016-10-03	Oct 3, 2016	Oct 3, 2016	LYNNFIELD, MA	Firm change

Relationships

Registered with (3)

→ O••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 12, 2005 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Oct 3, 2016 to Nov 10, 2016factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Mar 30, 2006 to Oct 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d33509fd-4079-ea91-c463-1cc27e739b56
First observed: Mar 30, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.