DFX Intelligence

C•••••• C••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

C•••••• C••• E••••

Advisor at C•••••• W•••••

Renton, WA | PACIFIC GROVE, CA

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Search this name across graphsid dfx:ria:d3375bca-fca9-d8de-9555-32347394e7f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 9, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W•••••	State registered	Nov 13, 2024	n/a	yes	PACIFIC GROVE, CA\|Renton, WA	Current employment
N••••• • R••••••• A•••••••• L••	State registered	May 2, 2024	Mar 26, 2025	no	PLANO, TX\|Renton, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• • R••••••• A•••••••• L••	C•••••• W•••••	Mar 26, 2025	Nov 13, 2024	-133	Firm change after gap	Other
I••••••••• F•••••••• G••••• L••	N••••• • R••••••• A•••••••• L••	May 24, 2010	May 2, 2024

Relationships

Registered with (5)

→ C•••••• W•••••Registered adviserregistration: current employment
Nov 13, 2024 to presentfactForm ADV
→ N••••• • R••••••• A•••••••• L••Registered adviserregistration: previous registration
May 2, 2024 to Mar 26, 2025factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Dec 12, 2008 to May 24, 2010factForm ADV
→ E•••••••• A••••••• I••Registered adviser

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3375bca-fca9-d8de-9555-32347394e7f6
First observed: Mar 1, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.