DFX Intelligence

H••••• M••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

H••••• M••••• W•••

Advisor at W••• F•••••••• G••••• L••

CROSSVILLE, TN

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Search this name across graphsid dfx:ria:d339e04a-ee08-ffa5-bbf1-eef6121c325e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• F•••••••• G••••• L••	Independent wealth	Apr 18, 2011	n/a	yes	CROSSVILLE, TN	Current employment
S•• F••••••••• L••	Independent wealth	Feb 25, 2016	Nov 16, 2017	no	Crossville, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• F••••••••• L••	n/a	Nov 16, 2017	n/a	n/a	Departure no registered destination	Departure
P••••••••• S••••••••• C•••••••••	W••• F•••••••• G••••• L••	Dec 31, 2010	Apr 18, 2011	108

Relationships

Registered with (5)

→ W••• F•••••••• G••••• L••Registered adviserregistration: current employment
Apr 18, 2011 to presentfactForm ADV
→ S•• F••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2016 to Nov 16, 2017factForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 12, 2008 to Dec 31, 2010factForm ADV
→ C•••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d339e04a-ee08-ffa5-bbf1-eef6121c325e
First observed: Feb 23, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.