DFX Intelligence

G•• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

G•• G••••

G••• •••, L.P., CRD 109877

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d33a605b-a4c8-d782-f29d-346b6d87ebf5

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2022
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•• G••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $40.1M••• Locked
Discretionary RAUM: $40.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• C•• 2•••••• L•••	Securitized Asset Fund	$40.1M	Mar 31, 2022	0	Mar 30, 2012	reported	021-9999999999
G•••••••• S••••• C•••••• O•••••••• L•••	Private Equity Fund	$939,085

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•• A••••••••• H••••••• L••	Owner	C	yes	03/2012	Mar 29, 2018	Mar 31, 2022
G•• A••••• P••••••• H•••••••• L•••	Owner	C	yes	03/2012	Mar 30, 2012	Mar 31, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••• •••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$40.1M	$40.5M	-0.9%	$40.5M	-0.3%	1	2	0	0

Relationships

Advises (9)

→ S•••••• C•• 2•••••• L•••Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ G•• E••••••• C•• I•• S•••Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ G•• E••••••• C•• I• S•••Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ G•••••••• F•••• L•••

Dated events

Occurred
Mar 31, 2022
Control person left
R. Peter Frank (Senior Managing Director And Chief Compliance Officer) no longer on Schedule A of G•• G•••• (listed 2021-03-26, absent 2022-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d33a605b-a4c8-d782-f29d-346b6d87ebf5
First observed: Mar 30, 2012
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.